Salt Lake Securities Fraud Lawyer

Name: Legal Services
Item: Greg Smith and Associates
Rating: 5
Author: Clayton Moore

Securities Fraud and Blue Sky Laws

Often, people who find themselves facing criminal charges for securities fraud or Ponzi schemes did not set out to commit any criminal acts.

Sometimes they are business owners who promised a minimum return on investment funds that was unachievable and who then tried to shield their investors from losses by paying returns when the business had no profits by using the funds of other investors.
Sometimes they were investors who became “finders,” to bring other investors into an investment scheme.
Sometimes a business owner does not intend to misrepresent the financial position of the company, but has unrealistic expectations that the financial situation will become more favorable — but then it fails to improve.

Of course, sometimes there is an outright intent to deceive.

Regardless of the situation that led to you facing criminal charges for investment fraud, you have legal rights and you deserve a strong defense. At the Salt Lake City law office of Greg Smith and Associates, we are not here to judge you. We are here to advocate for you in court.

If you are facing felony or misdemeanor charges in state or federal court, contact the Utah investment fraud attorneys at our firm. Your initial consultation is free. Call 801-651-1512. We have offices in West Jordan and Park City.

Thorough, Effective Defense Against Financial Fraud Charges

Our lead attorneys have prosecutorial experience, and one was even a police officer trainer. You can feel confident knowing that we are well-prepared to handle your case. We have an excellent reputation with prosecutors that often enables us to successfully negotiate a better resolution to investment fraud cases involving charges such as:

An investment adviser or broker guaranteeing a future return
Fraud in the offer and sale of securities
Misinforming investors about the risks of an investment
Falsely representing the value of a security
Failing to adjust the fair market value of securities
Ignoring lower valuations and failing to employ fair valuation practices
Fraud in the method of purchase or sale of securities
Misrepresenting one’s level of due diligence
Sale of securities by an unregistered broker
Registration violations with securities offerings and promissory notes
Pattern of unlawful activity
Ponzi schemes
Stock fraud

Contact a Salt Lake Securities Fraud Lawyer

When you call our firm, you can speak directly with a criminal defense lawyer, day or night, weekends and holidays. Call 801-651-1512. To schedule a free initial consultation at our office in West Jordan or Park City, contact our Salt Lake City, Utah, criminal defense lawyers.

We Can Help You Now

Call801-641-3397

Feedback From Satisfied Clients

The domestic violence and DUI crimes that I was charged with would have ruined my career. Thank you for saving me! You are worth every penny I paid you.

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Office Location

7324 Union Park Avenue

Midvale, Utah 84047

Telephone: 801-641-3397
Fax: 801-255-2134
Salt Lake City Law Office Map

Keep In Touch

Contact Us Now

We can often tell you on the phone whether we think you have a good case.

Even if it is late at night, a Saturday or a Sunday, we encourage you to contact us at our office so we can get started defending your rights immediately. You can email us or call us 24/7. That’s right, we are a law firm that does its best to help you 24 hours a day, even on holidays. An actual lawyer will respond (usually our lead attorney, Gregory B. Smith). Our local number is 801-641-3397. Most of our work is done in Salt Lake City, Utah, and in Weber County and Summit County. However, we travel statewide, from St. George (Washington County) in the south to Vernal (Uinta County) in the north. We believe that people exist to have joy. Let us help put the joy back in your life!

Access to our office is available to clients and their family members at all times. Special equipment and communication devices are available upon request for our clients with visual, hearing, speech and physical impairment. In addition, arrangements can be made for verbal or sign language interpreters if needed to communicate between our attorneys and the client and family. Please notify our law office if any additional accommodations related to your disability or impairment are necessary to make your consultation more comfortable.

Don't Wait - Call Now

The sooner you contact us, the sooner we can start building your defense. Call 801-641-3397 today.

Greg Smith and Associates is committed to providing accessible legal services to all clients. Our Salt Lake City law office is designed to accommodate individuals with disabilities. We offer:

Wheelchair-accessible entrance and facilities
Assistive listening devices
Braille and large-print documents upon request
Sign language interpreters available upon request

We understand everyone’s needs are different. Please let us know if there are any other accommodations we can provide to ensure your comfort and full participation during your consultation.

Greg Smith and Associates

7324 Union Park Avenue
Midvale, Utah 84047

Give Us A Call

DISCLAIMER: I understand that I am contacting a corporation, not an individual, and that if I do business with the law firm, it will be with that corporation, not any individual(s). I understand that Greg Smith and Associates is not the legal name of the law firm, rather, it is “Aafordable Legal Advocates, PC.” I also understand that whatever may relate to, or arise out of, any communication with the law firm, which results in any type of legal action, such must be brought in the Third District Court of Utah, West Jordan Department, and that this is mandatory not permissive.

Disclaimer

The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for advice regarding your individual situation. We invite you to contact us and welcome your calls, letters and electronic mail. Contacting us does not create an attorney-client relationship. Please do not send any confidential information to us until such time as an attorney-client relationship has been established.

The user and reader of this information should beware because although we strive to keep the information timely and accurate, there will often be a delay between official publication of the materials and their appearance in or modification of this system, and every case must be looked at individually. Thus, we make no express or implied guarantees that the information on this site is correct, and it should not be relied upon. The Federal Register and the Code of Federal Regulations remain the official sources for regulatory information published by the Department of Labor, and before you do anything, you should consult an attorney, who can review the specifics of your matter. We will make every effort to correct errors brought to our attention, but laws and regulations are constantly changing, and we may at times even misinterpret them.